截至1999年8月13日的证券交易委员会注册号333- ===============================================================================证券和EXCHANGE COMMISSION Washington, D.C. 20549 ------------- FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ------------- KLA-TENCOR CORPORATION (Exact name of registrant as specified in its charter) DELAWARE 04-2564110 - ------------------------ ------------------------------------ (State of incorporation) (I.R.S. Employer Identification No.) 160 Rio Robles San Jose, California 95134 (Address, including zip code, of principal executive offices) 1997 EMPLOYEE STOCK PURCHASE PLAN (Full Titles of the Plans) ------------- ROBERT J. BOEHLKE EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER KLA-TENCOR CORPORATION 160 Rio Robles San Jose, California 95134 (Name and address of agent for service) (408) 434-4200 (Telephone number, including area code, of agent for service) ------------- Copy to: JUDITH M. O'BRIEN, ESQ. WILSON SONSINI GOODRICH & ROSATI Professional Corporation 650 Page Mill Road Palo Alto, California 94304-1050
==========================================================================================================================注册费的计算==========================================================================================================================标题证券的金额是拟议的最大拟议拟议的最高注册注册产品每股注册产品(1)总额提供价格(1)注册费 - - - - - - - - - - - - - - ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------- 普通股,美元。001面值新保留1250000 68.5625 85703125 23825 1997员工股票购买计划 ==========================================================================================================================
- - - - - - - - - - - - -1933年的法案,如修订(“证券法”)仅用于计算注册费,根据注册人股票的高低价格,纳斯达克国家市场系统于1999年8月10日在纳斯达克国家市场系统报告。注册声明项目中所需的第二部分信息3.通过引用纳入文件。KLA-Tencor Corporation(“注册人”或“公司”)在此注册声明中纳入了以下文件:beplay官网ued(a)注册人于1998年6月30日止核算年度截至1998年6月30日的财政年度的年度报告(文件编号。000-09992)根据1934年的“证券交易所”第13(a)条(“交流法”);(b)注册人在1997年10月10日,与1998年11月17日联系本公司股东年会联系;beplay官网ued(c)注册人于1999年3月30日止3月30日止2019年3月30日截至1999年3月30日止,根据“交流法”第13(a)条提交的季度季度报告;(d)1998年12月4日在1997年12月4日在1997年雇员股票采购计划下注册股份(文件号333-68415)的股份注册陈述。(e)注册人在1989年3月29日至1989年3月29日至1989年3月29日(000-09992号文件编号00)申请的注册声明中规定的注册声明中规定的普通股以及向证券和交换委员会提交的任何修正案或报告,以便更新此类描述,包括1995年9月25日提交的第1号修正案第1号和第2号修正案,1996年9月24日提交的第8号修正案。在提交本登记声明的后有效修正案之前,根据“汇报法”第13(a),13(c),14和15(d)条提交的所有文件,所述注册法案介绍该登记声明的后期修正案特此已售出的证券已售出或将所有证券所有未售出的证券销售,应被视为在本次登记陈述中通过引用纳入并从提交此类文件之日起是一部分。项目4.证券描述。 The class of securities to be offered is registered under Section 12 of the Exchange Act. ITEM 5. INTERESTS OF NAMED EXPERTS AND COUNSEL. Inapplicable. ITEM 6. INDEMNIFICATION OF DIRECTORS AND OFFICERS. Section 145(a) of the Delaware General Corporation Law (the "DGCL") provides in relevant part that "[a] corporation may indemnify any person who was or is a party or is threatened to be made a party to any threatened, pending or completed action, suit or proceeding, whether civil, criminal, administrative or investigative (other than an II-1 action by or in the right of the corporation) by reason of the fact that he is or was a director, officer, employee or agent of the corporation, or is or was serving at the request of the corporation as a director, officer, employee or agent of another corporation, partnership, joint venture, trust or other enterprise, against expenses (including attorneys' fees), judgments, fines and amounts paid in settlement actually and reasonably incurred by him in connection with such action, suit or proceeding if he acted in good faith and in a manner he reasonably believed to be in or not opposed to the best interests of the corporation, and, with respect to any criminal action or proceeding, had no reasonable cause to believe his conduct was unlawful." With respect to derivative actions, Section 145(b) of the DGCL provides in relevant part that "[a] corporation may indemnify any person who was or is a party or is threatened to be made a party to any threatened, pending or completed action or suit by or in the right of the corporation to procure a judgment in its favor... [by reason of his service in one of the capacities specified in the preceding sentence] against expenses (including attorneys' fees) actually and reasonably incurred by him in connection with the defense or settlement of such action or suit if he acted in good faith and in a manner he reasonably believed to be in or not opposed to the best interests of the corporation and except that no indemnification shall be made in respect of any claim, issue or matter as to which such person shall have been adjudged to be liable to the corporation unless and only to the extent that the Court of Chancery or the court in which such action or suit was brought shall determine upon application that, despite the adjudication of liability but in view of all the circumstances of the case, such person is fairly and reasonably entitled to indemnity for such expenses which the Court of Chancery or such other court shall deem proper." The Company's Amended and Restated Certificate of Incorporation provides that to the fullest extent permitted by the DGCL, no director of the Company shall be personally liable to the Company or its stockholders for monetary damages for breach of fiduciary duty as a director. The Amended and Restated Certificate of Incorporation also provides that no amendment or repeal of such provision shall apply to or have any effect on the right to indemnification permitted thereunder with respect to claims arising from acts or omissions occurring in whole or in part before the effective date of such amendment or repeal whether asserted before or after such amendment or repeal. The Company's Bylaws provide that the Company shall indemnify to the full extent permitted by the DGCL each of its directors, officers, employees and other agents against expenses actually and reasonably incurred in connection with any proceeding arising by reason of the fact that such person is or was an agent of the Company. The Company has entered into indemnification agreements with its directors and executive officers and intends to enter into indemnification agreements with any new directors and executive officers in the future. ITEM 7. EXEMPTION FROM REGISTRATION CLAIMED Inapplicable. ITEM 8. EXHIBITS See Exhibit Index. ITEM 9. UNDERTAKINGS (a) The undersigned registrant hereby undertakes: (1) To file, during any period in which offers or sales are being made, a post-effective amendment to this registration statement to include any material information with respect to the plan of distribution not previously disclosed in the registration statement or any material change to such information in the registration statement. II-2 (2) That, for the purpose of determining any liability under the Securities Act of 1933, each such post-effective amendment shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof. (3) To remove from registration by means of a post-effective amendment any of the securities being registered which remain unsold at the termination of the offering. (b) The undersigned registrant hereby undertakes that, for purposes of determining any liability under the Securities Act of 1933, each filing of the registrant's annual report pursuant to Section 13(a) or Section 15(d) of the Securities Exchange Act of 1934 (and, where applicable, each filing of an employee benefit plan's annual report pursuant to Section 15(d) of the Securities Exchange Act of 1934) that is incorporated by reference in the registration statement shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof. (c) Insofar as indemnification for liabilities arising under the Securities Act of 1933 may be permitted to directors, officers and controlling persons of the registrant pursuant to the foregoing provisions, or otherwise, the registrant has been advised that in the opinion of the Securities and Exchange Commission such indemnification is against public policy as expressed in the Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the registrant of expenses incurred or paid by a director, officer or controlling person of the registrant in the successful defense of any action, suit or proceeding) is asserted by such director, officer or controlling person in connection with the securities being registered, the registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Act and will be governed by the final adjudication of such issue. II-3 SIGNATURES Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of San Jose, State of California, on August 12, 1999. KLA-TENCOR CORPORATION By: /s/ Robert J. Boehlke ------------------------------------------------ Robert J. Boehlke, Executive Vice President and Chief Financial Officer II-4 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Kenneth Levy and Robert J. Boehlke, and each of them, their true and lawful attorneys and agents, with full power of substitution, each with power to act alone, to sign and execute on behalf of the undersigned any amendment or amendments to this Registration Statement on Form S-8 and to perform any acts necessary in order to file such amendments, and each of the undersigned does hereby ratify and confirm all that said attorneys and agents, or their or his or her substitutes, shall do or cause to be done by virtue hereof. Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
签名日期--------- --------- /s/ Kenneth Levy董事会主席和1999年8月12日- -------------------------------------董事Kenneth Levy /s/ Kenneth L. Schroeder总裁,首席执行官8月12日1999年8月12日,Robert J. Boehlke, inc ., inc ., inc ., inc ., inc ., inc ., inc ., inc ., inc ., inc ., inc ., inc ., inc ., inc ., inc ., inc ., inc .。1999年 - ------------------------------------- 詹姆斯·w·巴格利/ s /爱德华·w·Barnholt导演8月12日,1999年 - ------------------------------------- 爱德华·w·Barnholt / s / Leo j·张伯伦导演8月12日,1999年 - ------------------------------------- 狮子座j·张伯伦/ s /理查德·j . Elkus Jr .)董事8月12日,1999年 - ------------------------------------- 理查德•j . Elkus Jr .) / s / o·莫顿院长主任8月12日,1999年 - ------------------------------------- 迪恩·o·莫顿/ s /塞缪尔Rubinovitz导演8月12日,1999年 - ------------------------------------- 撒母耳Rubinovitz / s /导演乔恩·d·汤普金斯8月12日,1999年 - ------------------------------------- 乔恩·d·汤普金斯/ s /董事Dag Tellefsen的话8月12日,1999年 - ------------------------------------- Dag Tellefsen的话/ s /丽达他导演8月12日,1999年 - ------------------------------------- 丽达他
II-5 KLA-Tencor Corporation关于表单S-8指数的登记声明
附录号说明-------- ----------- 4.1*经修订的公司注册证书。4.2**经修订的注册人章程。4.3 * * *修订和重申权利协议日期为8月30日,1995年在注册人和波士顿的第一国民银行,为权利的代理。5.1意见re: 10.12 + 1997员工股票购买计划23.1合法性同意顾问(包括在表5.1)23.2 24.1独立会计师同意委托书(见II-5页)
- ---------------------- *参照1997年3月11日的表格S-4中的注册人注册声明附录3.1(委员会文件第333-23075号)合并。**参照1997年5月8日表格S-8上的注册人注册声明附录4.2(委员会文件第333-26681号)合并。***参照8-A表格注册声明第8-A/A修正案第1号(1996年9月24日提交,委员会文件第000-9992号)的注册人报告而成立。+在1998年1月30日的表格S-8上的注册人注册声明中引用附录10.12合并。(委员会文件第333-45271号)II-6
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